Optima Capital Management
Assets Under Management
$116.5M
Number of Clients
163
Number of Advisors
4
Average Client AUM
$715K
AUM per Advisor
$29.1M
Compensation
Fee-Only (AUM)
About This Firm
Optima Capital Management is an independent fiduciary offering wealth management services, including financial planning, investment advice, and guidance during life events. They use a goals-based approach and aim to simplify clients' financial lives with diverse investment strategies and a commitment to transparency and in-depth financial knowledge.
Fee Structure
The firm's fees are negotiable, with the specific fee schedule outlined in each service agreement. Portfolio management fees are based on assets under management, with a maximum annual fee of 1.50%. Retirement plan services have tiered fees based on plan assets, ranging from 0.25% to 1.00%. Clients are responsible for third-party fees such as custodian and brokerage fees. Portfolio management fees are paid monthly in advance, while retirement plan service fees are billed quarterly in arrears.
Areas of Practice
Location
222 S Mill Ave, Ste 800, Tempe, AZ, 85281