Secfi Advisory Limited
Assets Under Management
$174.0M
Number of Clients
88
Number of Advisors
5
Average Client AUM
$2.0M
AUM per Advisor
$34.8M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
SAL offers discretionary/non-discretionary investment advice to institutional investors (Forward Contract Funds) and financial planning/wealth management to individuals, including shareholders using the Secfi platform. Wealth management uses mutual funds, ETFs, SMAs, and individual stock options. They create tailored investment policy statements for clients.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | N/A |
| $1.0M - $5.0M | N/A |
| $5M+ | N/A |
Fee Estimator
SAL charges performance-based fees to Forward Contract Funds, negotiated on a client-by-client basis. For Wealth Management clients, fees are based on assets under management, with a standard annual minimum fee of $7,200, which can be adjusted. Financial planning services are offered for fixed fees, such as $1,800 for a 3-month stock option exercise planning engagement. Ad hoc financial planning engagements are negotiable.
Areas of Practice
Location
43 W 23rd Street, Fl 2, New York, NY, 10010