Whalen Financial
Assets Under Management
$192.3M
Number of Clients
408
Number of Advisors
4
Average Client AUM
$471K
AUM per Advisor
$48.1M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Whalen Wealth Management provides ongoing portfolio management services based on client goals and risk tolerance. They also offer financial planning services covering investment planning, insurance, tax concerns, retirement, college, and debt/credit planning. They use fundamental analysis and modern portfolio theory.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.20% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
Fee Estimator
For portfolio management, fees are based on a percentage of your assets under management (AUM). Financial planning fees are a fixed rate of $3300 for a comprehensive plan, plus an annual $550 fee. Clients are responsible for paying third-party fees such as custodian and brokerage fees. There is no account minimum.
Areas of Practice
Location
7160 Rafael Rivera Way, Suite 220, Las Vegas, NV, 89113