Stephens
Assets Under Management
$15.6B
Number of Clients
21,683
Number of Advisors
243
Average Client AUM
$720K
AUM per Advisor
$64.3M
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
About This Firm
Stephens Inc. provides tailored investment programs focusing on US equity, fixed income, mutual funds, ETFs, and other securities. They also advise on private equity, precious metals, and pooled investment vehicles. Clients can impose investment restrictions. Stephens offers discretionary and non-discretionary wrap fee programs.
Fee Structure
Stephens offers various wrap fee programs with fees that cover advisory services. Pershing applies markups/markdowns to fixed income transactions, which are in addition to Stephens' advisory fee. The amount of the markup or markdown varies depending on the type of fixed income security and its maturity. Stephens generally pays Sub-Advisors between .25% and .55%.
Areas of Practice
Location
111 Center St, Little Rock, AR, 72201