Osaic Institutions, INC.
Assets Under Management
$4.0B
Number of Clients
7,211
Number of Advisors
546
Average Client AUM
$558K
AUM per Advisor
$7.4M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Osaic Institutions, Inc. is an SEC-registered investment adviser and broker-dealer. They offer customized advisory services, financial planning and consulting, and ERISA plan services. Advisory services are provided through IARs. Clients can choose between discretionary and non-discretionary services. They also offer wrap fee programs and access to alternative investments through CAIS.
Fee Structure
Fees for customized advisory services are based on assets under management, with a maximum of 2.50%, and are negotiable. Financial planning fees range from $50 to $750 per hour (up to $20,000 annually) or a fixed fee up to $20,000, depending on complexity. ERISA plan service fees are negotiable, based on assets, hourly rates (up to $300/hour), or fixed fees (up to $100,000). Clients may pay transaction charges for trade execution. There may be other fees and charges imposed by third parties.
Areas of Practice
Location
538 Preston Avenue, Meriden, CT, 06450-4858