Leigh Baldwin & Co., LLC
Assets Under Management
$285.5M
Number of Clients
755
Number of Advisors
54
Average Client AUM
$378K
AUM per Advisor
$5.3M
Compensation
Fee-Only (AUM)
About This Firm
Leigh Baldwin & Co., LLC (LBA) is an SEC Registered RIA and FINRA registered Broker Dealer. They manage discretionary account portfolios based on client's financial capabilities and risk capacity. They offer financial planning and consulting services on a stand-alone fee basis, and also provide access to financial planning software to advisory clients as part of their ongoing fees. LBA also acts as an intermediary to the FIWA program.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.55% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are subject to negotiation.
Fee Estimator
LBA offers several managed account programs with different fee structures. Traditional LBA Managed Accounts have tiered fees based on assets under management. Financial planning and consulting services are available on a stand-alone basis, starting at $4,000 annually. The FMAX program charges a fee based on a percentage of assets in the account. Dollar Investment Club (DINC) has a different fee schedule. There is a minimum annual fee of $25 per account to be in the DINC program and IRAs will be charged $30 per year. Clients may also incur additional fees such as ticket charges, mutual fund expenses, and IRA fees.
Areas of Practice
Location
112 Albany Street, Cazenovia, NY, 13035