Higgins Capital Management, INC.
Assets Under Management
$7.7M
Number of Clients
11
Number of Advisors
2
Average Client AUM
$700K
AUM per Advisor
$3.8M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Higgins Capital Management (HCM) is a state-registered investment adviser offering continuous advice on client fund investments based on individual needs. They develop a client's risk profile through personal discussions and manage a portfolio accordingly. HCM offers investment management services, including managed accounts and RBC program accounts, as well as financial planning services encompassing various areas like retirement and estate planning.
Fee Structure
Fees for managed accounts and RBC programs range from 0.50% to 3% per year, based on assets and paid quarterly in advance. The fee schedule is negotiable. There is a minimum fee of $125 annually for RBC Program accounts. Financial planning fees are based on the complexity of the plan and service desired, quoted before the contract. Hourly advice is available at $200/hour. A minimum of $250,000 of assets under management is required for advice provided on accounts held outside the firm, including retirement plans; this account size may be negotiable.
Areas of Practice
Location
2223 Avenida De La Playa, Suite 210, La Jolla, CA, 92307