Sunbelt Securities
Assets Under Management
$2.0B
Number of Clients
5,355
Number of Advisors
64
Average Client AUM
$378K
AUM per Advisor
$31.6M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Sunbelt Securities, Inc. provides investment advisory services through its Sunbelt RD Wrap Fee Program. IARs offer discretionary portfolio management tailored to client needs, including asset allocation and ongoing monitoring. The program charges an inclusive fee for account management, brokerage, and clearance. Minimum investment is generally $25,000, but can be waived.
Fee Structure
Sunbelt RD charges a negotiable annual advisory fee, with a maximum of 2.50% of assets under management, charged monthly. The fee is based on the asset value on the last day of the previous month and is charged in advance. Clients also pay annual maintenance, custodial, and termination fees charged by the custodians (National Financial Services, Fidelity, and Schwab). The minimum investment is generally $25,000, but this can be waived at Sunbelt's discretion.
Areas of Practice
Location
2700 Post Oak Blvd Ste 1700, Houston, TX, 77056