Rogan & Associates
Assets Under Management
$662.2M
Number of Clients
1,850
Number of Advisors
9
Average Client AUM
$358K
AUM per Advisor
$73.6M
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
About This Firm
Rogan & Associates offers investment management services through its Rogan & Associates Portfolio Program. They work with clients to develop and implement financial plans, focusing on financial independence, investment planning, estate planning, insurance, education, tax planning, and senior concerns. R&A provides ongoing investment advice and management for client accounts on a discretionary or non-discretionary basis.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.25% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 1.75% |
| $5.0M - $10.0M | 1.50% |
| $10M+ | 1.25% |
Advisory fees are negotiable, and not all clients will pay the same fees. Many clients pay significantly less than the maximum advisory fee reflected above.
Fee Estimator
Rogan & Associates charges a wrap fee for advisory, brokerage, and trade execution services, calculated as a percentage of assets under management. These fees are negotiable, and clients may pay different rates based on account size, tenure, and combined portfolio value. The brochure lists maximum advisory fees, but many clients pay significantly less. The advisory fee is payable quarterly in advance. There is a minimum investment of $10,000, although smaller accounts may be accepted at the firm's discretion. Fees are not assessed on variable annuities and insurance products where the issuing insurance company compensates R&A in commissions and trails.
Areas of Practice
Location
200 9th Avenue North, Suite 100, Safety Harbor, FL, 34695