Usi Securities, INC.
Assets Under Management
N/A
Number of Clients
139
Number of Advisors
49
Average Client AUM
N/A
AUM per Advisor
N/A
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
USI Securities is a registered investment adviser and broker-dealer. They provide investment advice to institutional plan sponsors, recommending outside investment advisors. They do not formulate or directly provide investment advice on individual securities and never have custody or discretion over client assets.
Fee Structure
Fees for Institutional Advisory Services are generally subject to negotiation. USI Securities may receive compensation from the Program Sponsor selected by the Institutional Client, who calculates and deducts fees directly from client accounts. Some scenarios may involve the implementation of a minimum fee/charge, which will be specified in the Investment Advisory Agreement. The advisory fees will be prorated for the number of days in which the accounts were open in the event of contract termination.
Areas of Practice
Location
95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033