Herndon Plant Oakley Ltd
Assets Under Management
$92.9M
Number of Clients
125
Number of Advisors
6
Average Client AUM
$743K
AUM per Advisor
$15.5M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Herndon Plant Oakley Ltd. (HPO) offers financial planning and portfolio management services to individuals, small businesses, and institutional clients. They allocate assets among cash, stocks, and bonds, selecting specific securities for diversification. HPO may also advise and invest client funds through other investment advisors or third-party money managers. They also provide general consulting and estate planning services.
Fee Structure
Fees are negotiable and can vary based on factors like related accounts, portfolio securities, investment objectives, and total assets under management. Advisory fees are a flat fee, determined in accordance with the annual fee schedule. Financial consulting and estate planning services are negotiable, generally a fixed fee ranging between $1,000 and $100,000. HPO receives compensation from RBC Clearing & Custody for certain transactions and services. Advisory representatives may also receive distribution fees and 12b-1 fees from mutual funds and commissions from the sale of insurance products.
Areas of Practice
Location
800 N. Shoreline Blvd, Suite 2200 South, Corpus Christi, TX, 78401