Stifel, Nicolaus & Company, Incorporated
Assets Under Management
$171.2B
Number of Clients
222,322
Number of Advisors
3312
Average Client AUM
$770K
AUM per Advisor
$51.7M
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
About This Firm
Stifel's Vision Program offers discretionary account management for retirement plan accounts, utilizing designated investment options within the plan. Financial Advisors manage accounts through the Pontera System. Clients pay an asset-based fee, and Stifel has an incentive to increase assets managed through Pontera. The program does not include or consider investments in company stock, certain target date funds, annuities, guaranteed income products, managed accounts, individual stocks, individual bonds, certain digital assets, commodities, and other investment assets available through a plan’s open brokerage window or similar options.
Fee Structure
Clients in the Vision Program pay an annual asset-based fee of up to 1.2% of the account value, covering account reporting, investment advisory services, Financial Advisor compensation, and Pontera. This fee is negotiable and may vary based on circumstances. The Vision Advisory Account Fee is generally billed quarterly in arrears. The value of Unsupervised Assets are excluded from the fee calculation. Clients are also responsible for embedded fees and expenses associated with the Designated Investment Options.
Areas of Practice
Location
501 N Broadway, St Louis, MO, 63102