W&s Brokerage Services, INC.
Assets Under Management
$175.8M
Number of Clients
655
Number of Advisors
82
Average Client AUM
$268K
AUM per Advisor
$2.1M
Compensation
Fee-Only (AUM)
About This Firm
W&S Brokerage Services, Inc. (W&SBS) offers the W&S Wealth Solutions, a fee-based asset allocation program with 25 models invested in affiliated and unaffiliated mutual funds and ETFs. The program constructs portfolios based on client risk profiles and investment objectives. W&SBS has investment discretion over the account, including selecting program funds and rebalancing. Clients pay asset-based fees.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $750K | 1.30% |
| $750K+ | 1.10% |
Fee Estimator
You'll pay an annual fee based on the value of your account. The fee is 1.50% on the first $250,000, 1.40% on the next $250,000, 1.30% on the next $250,000, and 1.10% thereafter. There is a minimum quarterly fee of $500 for accounts with an Investment Objective of Total Return, Income Oriented, Socially Conscious and Tax Aware. For an account with an Investment Objective of EnFocus ™, the minimum quarterly fee is $250. For a Companion Account with an Investment Objective of EnFocus ™, the minimum quarterly fee is $75. The W&S Wealth Solutions Fee is charged to your account each quarter, in advance.
Areas of Practice
Location
400 Broadway, Cincinnati, OH, 45202