UBS Financial Services INC.
Assets Under Management
$808.8B
Number of Clients
1,134,581
Number of Advisors
9198
Average Client AUM
$713K
AUM per Advisor
$87.9M
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
About This Firm
UBS Financial Services Inc. provides investment advisory and brokerage services. They offer discretionary and non-discretionary advisory programs, including financial planning, investment management, and advice on selecting investment managers and securities. They act as a broker-dealer, investment adviser, and futures commission merchant.
Fee Structure
This brochure discusses various advisory programs offered by UBS Financial Services Inc. Fees are calculated as a percentage of assets in the account or a flat or annual fee and are charged on an ongoing basis. The minimum account opening size for the UBS Consolidated Advisory Program (CAP) and UBS Consolidated Advisory Program Select (CAP Select) will be reduced from $10,000,000 to $5,000,000 on or about February 1, 2026.
Areas of Practice
Location
1200 Harbor Boulevard, Weehawken, NJ, 07086
