Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the stated maximums. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
KIS charges a wrap fee, billed monthly in advance, that includes both a KIS program fee and an Investment Manager or Model Strategist fee. The KIS program fee covers KIS's services, BNY Mellon Advisors' money manager fee, and Pershing's clearing broker services. The maximum annual fee is 1.40% for the first $1,000,000 and 1.00% for amounts over $1,000,000. KIS's program fees are negotiable, but will never exceed the stated maximums.
Areas of Practice
Advisor Information
Office location
53 South Main St, Liberty, NY, 12754
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan is a member of the Liberty Central School Board Audit Committee, a non-investment related activity. He dedicates minimal time to this role, attending approximately four meetings per year.