Anthony Jerome Keppler

Nbc Securities, INC.

43 Years of Experience

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Firm Information

Nbc Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

72 advisors

Number of Clients

4,545 clients

Average Client Portfolio

$377K average

Assets Under Management

$1.7B

Fee Structure

Financial Plan Fee:$100 - $10,000

NBCS offers financial planning services for a negotiated flat fee or a percentage of assets under management, or a combination of both. The financial planning fee typically ranges from $100 to $10,000, depending on the complexity of the client's situation. Advisory fees are not charged for insurance analysis. The client is not obligated to implement the financial plan with NBCS.

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Areas of Practice

Financial Planning & Coaching

Advisor Information

Office location

1660 Embassy West Drive, Suite 300, Dubuque, IA, 52002

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Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Anthony owns farmland rental property since 1999 and a guest house since 2010, dedicating minimal time to each. He is also part owner of Beach Heaven Vacation Rental and is not involved in day-to-day operations.