Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
12 advisors
Number of Clients
174 clients
Average Client Portfolio
$43.9M average
Assets Under Management
$7.6B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

SIMG charges fees based on a percentage of assets under management. The specific percentage varies depending on the investment strategy selected, and fees are negotiable. SIMG may also enter into asset/performance-based fee arrangements with certain qualified clients. Minimum account sizes range from $1,000,000 to $3,000,000 depending on the strategy.

Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information

Office location

111 Center St, Little Rock, AR, 72201

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph is a member of Tuf Nut Lofts LLC, dealing with loft apartments since 2001, and a limited partner in Arkansas Times, a weekly newspaper, since 1996. These activities are not investment-related and require minimal time.

Employment History
Current Registrations
Stephens Investment Management Group, LLC
September 2005 - Present · 20 yrs 4 mos
Stephens
September 2004 - Present · 21 yrs 4 mos
Stephens Broker
July 1987 - Present · 38 yrs 6 mos
Previous Registrations
A. G. Edwards & Sons, INC.Broker
March 1982 - July 1987 · 5 yrs 4 mos
State Registrations34 states
ALARAZCACOCTDCFLGAIAILINKSKYLAMAMDMIMOMSNCNDNENHNJNVNYOHOKPASCSDTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.