KW

Kermit David Wheeler

39 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
13 clients
Average Client Portfolio
$93K average
Assets Under Management
$1.2M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

The management fee is usually 1% of assets under management, but may be negotiated for large accounts. Fees may be larger for special operational or reporting requirements, or small accounts, but will not exceed 1.5%. There is a $30 fee for each buy/sell transaction. Aggregate client assets accepted for portfolio management begin at $100,000.00. Exceptions are considered.

Areas of Practice
Investment Management
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Advisor Information

Office location

Mt. Dora, FL

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wheeler & Mote, LLC
September 2005 - Present · 20 yrs 4 mos
Syndicated Capital, INC. Broker
October 2002 - Present · 23 yrs 3 mos
Previous Registrations
Securities Management & Research, INC.Broker
March 1996 - October 2002 · 6 yrs 7 mos
Sei Financial Services CompanyBroker
July 1994 - April 1995 · 9 mos
The Lincoln National Life Insurance CompanyBroker
October 1990 - August 1993 · 2 yrs 10 mos
Lincoln Financial Advisors CorporationBroker
October 1990 - August 1993 · 2 yrs 10 mos
Citizens and Southern Securities CorporationBroker
August 1986 - September 1989 · 3 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
June 1983 - June 1985 · 2 yrs
Edward D. Jones & Co., L.P. Broker
June 1982 - June 1983 · 1 yr
State Registrations3 states
CAFLTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.