James Ronald Sanford

Huntleigh Advisors, INC.

42 Years of Experience

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Firm Information

Huntleigh Advisors, INC.

Compensation

Fee-Only (AUM)

Number of Advisors

61 advisors

Number of Clients

1,628 clients

Average Client Portfolio

$385K average

Assets Under Management

$626.5M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	2.00%
$1.0M - $10.0M	1.50%
$10M+	1.00%

Fees and asset levels are negotiable based upon certain criteria.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

HAI charges an annual investment advisory fee based on assets under management, using a blended fee schedule. The maximum annual fee ranges from 1.00% to 2.00%. Fees and asset levels are negotiable based on various criteria. Fees are billed quarterly in advance. For ERISA plan services, fees shall not exceed 2%. There is no minimum account size.

View Full Brochure on SEC

Areas of Practice

Investment ManagementRetirement Planning

Advisor Information

Office location

154 Timber Creek, Suite 1, Cordova, TN, 38018

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Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

December 2000

Final

Customer Dispute

April 2000

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

James prepares tax returns for clients and conducts insurance sales through Preferred Services, a sole proprietorship. He is also a partner and manager in S B and S, LLC, a family partnership involved in farming and livestock.

Employment History

Current Registrations

Huntleigh Advisors, INC.

May 2019 - Present · 6 yrs 8 mos

Huntleigh Securities CorporationBroker

January 2001 - Present · 25 yrs

Previous Registrations

Datatex Investment Services INC

March 2011 - March 2023 · 12 yrs

K. W. Chambers & CO.Broker

January 1993 - December 2021 · 28 yrs 11 mos

PFS Investments INC. Broker

December 1982 - December 1992 · 10 yrs

State Registrations19 states

ALARAZCACOFLIAILKYMOMSNCNHNYOHPASCTNTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.