CB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
72 advisors
Number of Clients
4,545 clients
Average Client Portfolio
$377K average
Assets Under Management
$1.7B
Fee Structure
Financial Plan Fee:$100 - $10,000
NBCS offers financial planning services for a negotiated flat fee or a percentage of assets under management, or a combination of both. The financial planning fee typically ranges from $100 to $10,000, depending on the complexity of the client's situation. Advisory fees are not charged for insurance analysis. The client is not obligated to implement the financial plan with NBCS.
Areas of Practice
Financial Planning & Coaching
Loading...
Advisor Information
Office location
1660 Embassy West Drive, Suite 300, Dubuque, IA, 52002
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nbc Securities, INC. Broker
July 2015 - Present · 10 yrs 6 mos
Nbc Securities, INC.
July 2015 - Present · 10 yrs 6 mos
Previous Registrations
Jhs Capital Advisors, LLCBroker
January 2011 - July 2015 · 4 yrs 6 mos
Jhs Capital Advisors, LLC
January 2011 - July 2015 · 4 yrs 6 mos
RBC Capital Markets, LLC
April 2002 - January 2011 · 8 yrs 9 mos
RBC Capital Markets, LLC Broker
March 1998 - January 2011 · 12 yrs 10 mos
Dain Rauscher IncorporatedBroker
November 1982 - March 1998 · 15 yrs 4 mos
State Registrations28 states
AKAZCACOCTFLHIIAIDILINLAMDMNMONCNHNYOHOKORPASCSDTXUTVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.