Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
KAI charges a maximum annual asset management fee of 2.90%, negotiable based on service complexity and assets managed. Fees are billed quarterly or monthly in advance. Financial planning fees are negotiable, with a maximum hourly rate of $350. Fees for managing held-away assets are paid directly by the client or deducted from another managed account. Clients may incur additional brokerage commissions, transaction fees, and custodial fees.
Areas of Practice
Advisor Information
Office location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
Get directionsRegulatory History (10)
Judgment / Lien
August 2022Customer Dispute
January 2022Judgment / Lien
June 2021Customer Dispute
October 2018Customer Dispute
June 2003Customer Dispute
May 2003Customer Dispute
April 2003Customer Dispute
November 2002Customer Dispute
June 2002Customer Dispute
July 1999Other Business Activities
Barbara is a Senior Sales Assistant at TKG Financial, LLC, spending all of her time there. She also serves as President of the Santa Barbara 500 Club, dedicates minimal time as a partner selling custom pet IDs and ornaments, and spends minimal time as a sales representative for Color Street Nails.