BB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
72 advisors
Number of Clients
4,545 clients
Average Client Portfolio
$377K average
Assets Under Management
$1.7B
Fee Structure
Financial Plan Fee:$100 - $10,000
NBCS offers financial planning services for a negotiated flat fee or a percentage of assets under management, or a combination of both. The financial planning fee typically ranges from $100 to $10,000, depending on the complexity of the client's situation. Advisory fees are not charged for insurance analysis. The client is not obligated to implement the financial plan with NBCS.
Areas of Practice
Financial Planning & Coaching
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Advisor Information
Office location
1927 1st Avenue North, Birmingham, AL, 35203-0686
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nbc Securities, INC. Broker
February 2013 - Present · 12 yrs 11 mos
Nbc Securities, INC.
February 2013 - Present · 12 yrs 11 mos
Previous Registrations
RBC Capital Markets, LLC Broker
March 2009 - February 2013 · 3 yrs 11 mos
RBC Capital Markets, LLC
March 2009 - February 2013 · 3 yrs 11 mos
Ferris, Baker Watts, LLC
May 2002 - March 2009 · 6 yrs 10 mos
Ferris, Baker Watts, LLCBroker
September 2001 - March 2009 · 7 yrs 6 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1990 - October 2001 · 10 yrs 11 mos
Ferris, Baker Watts IncorporatedBroker
October 1988 - November 1990 · 2 yrs 1 mo
Baker, Watts & Co., INC.Broker
May 1983 - October 1988 · 5 yrs 5 mos
State Registrations13 states
CADEFLIDMDNCNHNJOHPASCVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.