Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2 advisors
Number of Clients
41 clients
Average Client Portfolio
$9.4M average
Assets Under Management
$386.5M

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
Minimum Annual Fee:$10,000

Las Olas Capital Advisors charges a wrap fee for portfolio management services, ranging from 0.50% to 1.75% annually based on the market value of assets under management. A minimum annual fee of $10,000 applies. The wrap fee covers brokerage commissions and transactional costs. Fees are charged monthly, in advance, based on the end-of-period market value. The firm may negotiate a lesser fee based on certain criteria.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
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Advisor Information

Office location

888 East Las Olas Blvd, Suite 200, Fort Lauderdale, FL, 33301

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Pending
Customer Dispute
July 2007
Settled
Customer Dispute
December 2004
Settled
Customer Dispute
June 2002
Closed-No Action
Other Business Activities

Paul is involved in several investment-related activities, including being a board member of the Community Foundation of Broward and a manager/general partner for multiple Las Olas Capital entities. He dedicates minimal time to the Community Foundation and a few hours per week to the Las Olas Capital activities.

Employment History
Current Registrations
Las Olas Capital Partners, LLCBroker
March 2019 - Present · 6 yrs 10 mos
Las Olas Capital Advisors, LLC
August 2015 - Present · 10 yrs 5 mos
Previous Registrations
Capital Guardian, LLCBroker
August 2015 - May 2017 · 1 yr 9 mos
UBS Financial Services INC.
July 2008 - August 2015 · 7 yrs 1 mo
UBS Financial Services INC. Broker
May 2008 - August 2015 · 7 yrs 3 mos
Lehman Brothers INC.
June 2004 - May 2008 · 3 yrs 11 mos
Lehman Brothers INC.Broker
May 2004 - May 2008 · 4 yrs
Morgan Stanley
February 1995 - June 2004 · 9 yrs 4 mos
Morgan Stanley Dw INC.Broker
February 1995 - June 2004 · 9 yrs 4 mos
Smith Barney INC. Broker
July 1993 - March 1995 · 1 yr 8 mos
Lehman Brothers INC.Broker
December 1989 - July 1993 · 3 yrs 7 mos
Morgan Keegan & Company, INC.Broker
November 1987 - December 1989 · 2 yrs 1 mo
First Lauderdale Securities, INC.Broker
November 1985 - October 1987 · 1 yr 11 mos
First Interregional Equity CORP.Broker
June 1983 - November 1985 · 2 yrs 5 mos
State Registrations3 states
FLNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.