Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regal charges fees based on a percentage of assets under management, with a maximum annual fee of 2.0%, which is negotiable. Fees are billed quarterly in advance, but may be billed in arrears for certain custodian programs. The firm may modify fees with 30 days' written notice. Clients authorize fee deduction from their accounts. Regal has an economic incentive to recommend its RDIM/RNIM/Free Form Advisor programs versus the various RBC and HTS wrap fee programs.
Areas of Practice
Advisor Information
Office location
31550 Northwestern Highway, Ste 101, Farmington Hills, MI, 48334
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Arthur is a partner in ALF Michigan, LLC, handling bookkeeping and basket sales, dedicating about 10-20% of his time, and a partner in Noble Capital Partners, LLC, dedicating nearly full-time hours. He also serves as a director for VIBE CU, is involved with the Public Park Hess Hathaway Committee, and is a member of the Waterford Township Zoning Board of Appeals, Planning Commission, and Civil Service Commission, dedicating minimal time to each.