DH

David Scott Harris

31 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
127 clients
Average Client Portfolio
$914K average
Assets Under Management
$116.0M

Fee Structure

Minimum Annual Fee:$1,000
Hourly Rate:$100 - $500/hr

Fees are based on a percentage of assets under management, hourly charges, and fixed fees. A technology platform fee of up to 0.25% (subject to a $10 minimum quarterly fee - $40 annually) per account is charged. Hourly fees range from $100 to $500 per hour. There is a minimum annual retainer fee of $1,000 for flat management fees. Fees are negotiable and may be customized depending on the client's needs.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning
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Advisor Information

Office location

1427 Military Cuttoff Rd, Suite 206, Wilmington, NC, 28403

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Regulatory History (1)
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Financial
November 2018
Final
Employment History
Current Registrations
Wfa of San Diego
May 2025 - Present · 8 mos
Zermatt Wealth Partners
May 2025 - Present · 8 mos
Previous Registrations
Morgan Stanley
March 2017 - March 2025 · 8 yrs
Morgan Stanley Broker
March 2017 - March 2025 · 8 yrs
Aristotle Capital Management, LLC
July 2015 - September 2016 · 1 yr 2 mos
Imst Distributors, LLCBroker
December 2014 - September 2016 · 1 yr 9 mos
Morgan Stanley Broker
June 2009 - September 2014 · 5 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 2005 - April 2007 · 2 yrs 3 mos
UBS Financial Services INC. Broker
August 2002 - September 2004 · 2 yrs 1 mo
First Union Securities, INC. Broker
April 2000 - April 2002 · 2 yrs
Uam Fund Distributors, INC.Broker
February 1996 - April 1998 · 2 yrs 2 mos
Invesco Funds Group, INC.Broker
February 1994 - July 1995 · 1 yr 5 mos
Equico Securities, INC. Broker
May 1984 - June 1988 · 4 yrs 1 mo
The Equitable Life Assurance Society of the United StatesBroker
May 1984 - May 1988 · 4 yrs
State Registrations1 state
NC
Advisor
Exams
No exam information available for this advisor.