William Clark Oconnor

Applied Financial Planning, INC.

41 Years of Experience

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Firm Information

Applied Financial Planning, INC.

Compensation

Fixed/Hourly

Number of Advisors

1 advisor

Number of Clients

Not specified

Average Client Portfolio

Not specified

Fee Structure

Financial Plan Fee:$1,000 - $10,000

Hourly Rate:$480/hr

AFP charges either an hourly rate of $480 or a fixed fee ranging from $1,000 to $10,000, depending on the complexity of the client's situation. Fees are not negotiable. Hourly charges require a deposit prior to commencement of services, not exceeding $500 if charged six months or more in advance. Clients terminating the agreement receive a prorated refund of unearned prepaid fees.

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Areas of Practice

Tax Planning

Advisor Information

Office location

100 Pacifica #400, Irvine, CA, 92618

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Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2005

Settled

Customer Dispute

December 2001

Denied

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Other Business ActivitiesSells Insurance

William sells fixed insurance products including life, disability, annuities, and long-term care, dedicating minimal time to this. He also works as a wealth advisor for CWM, LLC DBA Carson Partners and owns Applied Financial Planning Inc., dedicating about a quarter of his time to each.