RC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
76 clients
Average Client Portfolio
$11.5M average
Assets Under Management
$876.5M
Fee Structure
Financial Planning:Investment management only
Fees are individually negotiated and can be structured as a percentage of investable assets. For the Funds, management fees typically range from 1% to 2% and are calculated and paid quarterly in advance. For fee-only investment management fiduciary and non-fiduciary services, fees typically range from 0.10% to 1.0% for ERISA plans and 0.10% to 2.0% for SMAs, billed in arrears at the end of each calendar quarter.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
1445 Ross Avenue, Suite 2700, Dallas, TX, 75202
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Commerce Street Investment Management
October 2012 - Present · 13 yrs 3 mos
Commerce Street Capital, LLC
September 2012 - Present · 13 yrs 4 mos
Commerce Street Capital, LLCBroker
September 2012 - Present · 13 yrs 4 mos
Previous Registrations
Samco Capital Markets, INC.Broker
May 2012 - September 2012 · 4 mos
Weller, Anderson & Co., Ltd.Broker
January 2009 - May 2010 · 1 yr 4 mos
Penson Financial Services, INC.Broker
October 1997 - June 2002 · 4 yrs 8 mos
Brokers Transaction Services, INC. Broker
May 1997 - October 1997 · 5 mos
Service Asset Management CompanyBroker
June 1991 - December 1995 · 4 yrs 6 mos
Finser Investment CompanyBroker
August 1984 - June 1991 · 6 yrs 10 mos
State Registrations3 states
NMOKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.