Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
82 advisors
Number of Clients
2,569 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$4.1B

Fee Structure

Financial Planning:Included in AUM fee
Hourly Rate:$150 - $1,000/hr

Ashton Thomas provides investment management services on a wrap fee basis. The annual investment advisory fee includes investment advisory services, and, to the extent specifically requested by the client, financial planning and consulting services. For extraordinary planning and/or consultation services, Ashton Thomas may charge additional fees, which will be set forth in a separate written notice to the client. Financial planning and consulting fees range from $150 to $1,000 on an hourly rate basis.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningInsurance PlanningEstate Planning
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Advisor Information

Office location

1000 S. Tamiami Trail, Sarasota, FL, 34236

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2019
Settled
Customer Dispute
January 2003
Denied
Other Business Activities

Arthur is a board member for the Team Tony Cancer Foundation and the Richard A. Riffel Philanthropic Trust, dedicating a few hours per week to the former. He receives a stipend for serving on the board of the latter.

Employment History
Current Registrations
Ashton Thomas Private Wealth
September 2025 - Present · 4 mos
Day Hagan Asset Management
June 2006 - Present · 19 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
September 1993 - May 2006 · 12 yrs 8 mos
State Registrations3 states
COFLTX
Advisor
Exams
No exam information available for this advisor.