Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SK's compensation is derived from a percentage of revenues collected for investment advisory services provided to SKK clients. Clients receiving investment advisory and/or sub-advisory services related to direct Qualified Small Business investments will pay fees of approximately 1.75% charged on assets committed to such an investment strategy. SKK clients are never charged duplicative fees by SKK and SK for SK’s sub-advisory services. Clients are also subject to fees charged by custodians, broker-dealers and/or investment managers.
Areas of Practice
Advisor Information
Office location
53 State Street, 23rd Floor, Boston, MA, 02109-2820
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David works as a consultant/mentor for the Institute for Trading and Portfolio Management, an investment education company. He dedicates a few hours per week to this activity.