Fees are based on a percentage of assets under management, hourly charges, fixed fees, and commissions. All fees are fully disclosed and negotiable. The firm also offers fee-based financial planning services on an hourly or flat fee basis. Clients have the right to rescind the financial planning agreement without penalty within five business days of entering into such a contract. The firm does not dictate a minimum or maximum fee – all fees are reviewed by the compliance staff to confirm the legitimacy of the fees agreed upon.
5793 Widewaters Parkway, Dewitt, NY, 13214
Get directionsDavid sells fixed insurance products as an independent contractor since 1984, dedicating minimal time to this activity. He also refers clients to Hazard & Siegel Advisory Services LLC as a solicitor and IAR, spending a few hours per week on this investment-related business.