AN

Archester L Neil

38 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
223 advisors
Number of Clients
6,062 clients
Average Client Portfolio
$201K average
Assets Under Management
$1.2B

Fee Structure

Calton charges investment advisory fees for portfolio management services based on a percentage of assets in clients’ accounts, up to 2.60%. These fees may be negotiable. Financial planning services are offered for a flat fixed or hourly fee, also negotiable. Additional administrative fees of up to $40 per quarter may be charged in both wrap and non-wrap, investment advisory fee-based programs. Certain clients may be charged for portfolio investment performance by Calton under specific terms in the Investment Advisory Agreement, pursuant to a performance-based fee schedule.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation PlanningEstate PlanningInsurance Planning
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Advisor Information

Office location

2320 Third Street S, Suite 4, Jacksonville Beach, FL, 32250

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 1980
Final
Criminal
April 1971
Final Disposition
Other Business ActivitiesSells Insurance

Archester is the owner/agent of The Neil Agency, Inc., an insurance agency, since 2004. He dedicates nearly full-time hours to this activity.

Employment History
Current Registrations
Calton & Associates, INC.
April 2022 - Present · 3 yrs 9 mos
Calton & Associates, INC. Broker
April 2022 - Present · 3 yrs 9 mos
Calton & Associates, INC.
April 2022 - Present · 3 yrs 9 mos
Previous Registrations
Sagepoint Financial, INC.
March 2019 - December 2021 · 2 yrs 9 mos
Sagepoint Financial, INC.Broker
March 2019 - December 2021 · 2 yrs 9 mos
Prudential Financial Planning Services
April 2017 - October 2017 · 6 mos
Pruco Securities, LLC. Broker
May 2015 - October 2017 · 2 yrs 5 mos
Allstate Financial Services, LLCBroker
June 2006 - December 2014 · 8 yrs 6 mos
Securities Management & Research, INC.Broker
January 1985 - May 2006 · 21 yrs 4 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.