RS

Robert Joseph Shull

30 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
86 clients
Average Client Portfolio
$1.1B average
Assets Under Management
$94.2B

Fee Structure

PTMA Investment Advisors provides investment advisory services, and the fees vary based on the specific advisor (Public Trust or PMA) and the type of service. Public Trust's LGIP fees can be charged up to an annual rate of 0.30%, typically between 0.10% and 0.20%. SMA fees can be charged up to an annual rate of 0.175%. PMA's LGIP fees are up to 0.10% for Stable NAV, up to 0.15% for Floating NAV, and up to 0.25% for Term Series, with an additional 0.10% for collateral management. Fees are negotiable and depend on the extent of services required.

Areas of Practice
Investment Management
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Advisor Information

Office location

717 17th Street, Suite 1850, Denver, CO, 80202

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pma Securities, LLC
December 2024 - Present · 1 yr 1 mo
Pma Securities, LLCBroker
December 2024 - Present · 1 yr 1 mo
Ptma Investment Advisors
June 2022 - Present · 3 yrs 7 mos
Previous Registrations
Emerge Capital Management
April 2022 - June 2022 · 2 mos
Cetera Investment Advisers LLC
July 2021 - August 2021 · 1 mo
Cetera Investment Services LLCBroker
June 2021 - August 2021 · 2 mos
PNC Capital Advisors LLC
April 2017 - November 2019 · 2 yrs 7 mos
PNC Funds Distributor, LLCBroker
November 2016 - November 2019 · 3 yrs
Calvert Investment Distributors, INC.Broker
May 2013 - September 2015 · 2 yrs 4 mos
NFP Securities, INC.Broker
August 2010 - May 2013 · 2 yrs 9 mos
NFP Securities, INC.
August 2010 - May 2013 · 2 yrs 9 mos
Financial Telesis, INC.
February 2010 - July 2010 · 5 mos
Financial Telesis INCBroker
February 2010 - July 2010 · 5 mos
MML Investors Services, INC. Broker
March 2007 - October 2009 · 2 yrs 7 mos
Mfs Fund Distributors, INC.Broker
February 2006 - January 2007 · 11 mos
Citistreet Equities LLCBroker
May 2005 - June 2005 · 1 mo
Fidelity Brokerage Services LLCBroker
August 2003 - March 2005 · 1 yr 7 mos
Atel Securities CorporationBroker
May 2001 - December 2001 · 7 mos
State Street Research Investment Services, INC.Broker
November 2000 - November 2000 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 1998 - October 2000 · 2 yrs 1 mo
Putnam Mutual Funds CORP.Broker
March 1996 - January 1998 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
May 1990 - March 1996 · 5 yrs 10 mos
Painewebber Incorporated Broker
February 1988 - June 1988 · 4 mos
Buchanan & Co., INC.Broker
June 1985 - March 1988 · 2 yrs 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.