Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
45 advisors
Number of Clients
4,416 clients
Average Client Portfolio
$205K average
Assets Under Management
$905.4M

Fee Structure

Financial Plan Fee:$500 - $1,000

PKS Advisory Services charges fixed fees for financial planning and consulting, generally ranging from $500 to $1,000. Investment management services are charged an annual fee based on a percentage of assets under management, up to 2.75%. The annual fee varies depending on the market value of assets, the type of services, and the experience of the advisor. Clients also incur additional fees charged by third parties such as broker-dealers and custodians.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & Coaching
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Advisor Information

Office location

80 State Street, Albany, NY, 12207

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank volunteers on the St Pius X Finance Committee and the Teresian House Foundation Board, dedicating minimal time to each. Neither role involves investment decisions.

Employment History
Current Registrations
Pks Advisory Services, LLC
June 2021 - Present · 4 yrs 7 mos
Broadstone SecuritiesBroker
May 2021 - Present · 4 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
September 2020 - Present · 5 yrs 4 mos
Previous Registrations
Michigan Advisors, INC
June 2021 - July 2021 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 2018 - October 2020 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2018 - October 2020 · 1 yr 10 mos
LPL Financial LLC
March 2017 - August 2018 · 1 yr 5 mos
LPL Financial LLC Broker
January 2017 - August 2018 · 1 yr 7 mos
Wells Fargo Advisors, LLC
October 2010 - November 2016 · 6 yrs 1 mo
Wells Fargo Advisors, LLC Broker
December 2008 - November 2016 · 7 yrs 11 mos
UBS Financial Services INC. Broker
February 2007 - November 2008 · 1 yr 9 mos
UBS Financial Services INC.
February 2007 - November 2008 · 1 yr 9 mos
Mcdonald Investments INC.
January 2004 - February 2007 · 3 yrs 1 mo
Mcdonald Investments INC.Broker
January 2004 - February 2007 · 3 yrs 1 mo
Wachovia Securities, LLC Broker
July 2003 - February 2004 · 7 mos
Prudential Securities IncorporatedBroker
March 2000 - July 2003 · 3 yrs 4 mos
Painewebber Incorporated Broker
June 1994 - March 2000 · 5 yrs 9 mos
Dean Witter Reynolds INC.Broker
January 1988 - July 1994 · 6 yrs 6 mos
Kidder, Peabody & CO. IncorporatedBroker
August 1985 - March 1988 · 2 yrs 7 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.