AC

Allan Marvin Carmello

Key Investment Services LLC
39 Years of Experience
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Firm Information

Key Investment Services LLC
Compensation
Fee-Only (AUM)
Number of Advisors
559 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.40%
$1M+1.00%

KIS's program fees are negotiable, but will never exceed the stated maximums. This does not include the Investment Manager or Model Strategist fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

KIS charges a wrap fee, billed monthly in advance, that includes both a KIS program fee and an Investment Manager or Model Strategist fee. The KIS program fee covers KIS's services, BNY Mellon Advisors' money manager fee, and Pershing's clearing broker services. The maximum annual fee is 1.40% for the first $1,000,000 and 1.00% for amounts over $1,000,000. KIS's program fees are negotiable, but will never exceed the stated maximums.

View Full Brochure on SEC
Areas of Practice
Investment Management

Advisor Information

Office location

4900 Tiedeman Road, Brooklyn, OH, 44144

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Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Settled
Customer Dispute
January 2011
Closed-No Action
Employment Separation After Allegations
June 2004
Customer Dispute
June 2003
Denied
Customer Dispute
September 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Key Investment Services LLC
March 2021 - Present · 4 yrs 10 mos
Key Investment Services LLC Broker
January 2006 - Present · 20 yrs
Previous Registrations
Mcdonald Investments INC.Broker
October 2004 - December 2005 · 1 yr 2 mos
M&t Securities, INC.Broker
September 1999 - June 2004 · 4 yrs 9 mos
Chase Investment Services CORP.Broker
August 1996 - November 1999 · 3 yrs 3 mos
Bhcm INC.Broker
February 1995 - August 1996 · 1 yr 6 mos
Gna Securities, INC.Broker
October 1990 - February 1995 · 4 yrs 4 mos
Independent Financial Securities, INC.Broker
October 1990 - October 1990 · 0 mos
Empire National Securities, IncorporatedBroker
April 1986 - October 1990 · 4 yrs 6 mos
First Investors CorporationBroker
October 1985 - December 1985 · 2 mos
State Registrations26 states
ALAZCACOFLGAILINMDMNMSNCNHNJNVNYOHPARISCTNTXVAWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.