Barton Lake Couch

CFP

B.B. Graham & Company, INC.

40 Years of Experience

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Firm Information

B.B. Graham & Company, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

51 advisors

Number of Clients

303 clients

Average Client Portfolio

$647K average

Assets Under Management

$196.1M

Fee Structure

Minimum Investment:$50K

Hourly Rate:$50/hr

Investment management fees are negotiable, not to exceed 2.99% of investable assets. Financial planning fees are based on a minimum hourly rate of $50, which is also negotiable depending on the complexity of the services. Fees may be higher or lower depending on pre-existing relationships or agreements. A minimum investment of $50,000 is generally required, but this may be negotiable.

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Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Advisor Information

Office location

4800 Bee Caves Road, Austin, TX, 78746

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Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2012

Denied

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Other Business ActivitiesSells Insurance

Barton is a part-owner of a commercial office building, receives trail commissions from fixed insurance products, and owns rental real estate. He is also a registered representative for a broker-dealer and a partner/investment advisor representative for a registered investment advisor, spending minimal time on each activity.