AR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
408 clients
Average Client Portfolio
$471K average
Assets Under Management
$192.3M
Fee Structure
Minimum Investment:None
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.20% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$3,300
For portfolio management, fees are based on a percentage of your assets under management (AUM). Financial planning fees are a fixed rate of $3300 for a comprehensive plan, plus an annual $550 fee. Clients are responsible for paying third-party fees such as custodian and brokerage fees. There is no account minimum.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
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Advisor Information
Office location
7160 Rafael Rivera Way, Suite 220, Las Vegas, NV, 89113
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Antonio works full-time as a Client Service Associate for Whalen Wealth Management Inc. DBA Whalen Financial, an RIA, providing client services.
Employment History
Current Registrations
Whalen Financial
July 2024 - Present · 1 yr 6 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - October 2025 · 1 yr 2 mos
Fidelity Personal and Workplace Advisors
June 2022 - May 2023 · 11 mos
Fidelity Brokerage Services LLCBroker
May 2022 - May 2023 · 1 yr
Lincoln Financial Securities Corporation
July 2021 - August 2021 · 1 mo
Lincoln Financial Securities CorporationBroker
June 2021 - August 2021 · 2 mos
RBC Capital Markets, LLC
May 2019 - December 2020 · 1 yr 7 mos
RBC Capital Markets, LLC Broker
May 2019 - December 2020 · 1 yr 7 mos
Morgan Stanley
October 2017 - May 2019 · 1 yr 7 mos
Morgan Stanley Broker
October 2017 - May 2019 · 1 yr 7 mos
Wells Fargo Clearing Services, LLC
October 2013 - October 2017 · 4 yrs
Wells Fargo Clearing Services, LLC Broker
September 2013 - October 2017 · 4 yrs 1 mo
Wachovia Securities, LLC Broker
July 2005 - July 2005 · 0 mos
Banc of America Investment Services, INC.Broker
November 2004 - January 2005 · 2 mos
Morgan Stanley Dw INC.Broker
August 2002 - July 2004 · 1 yr 11 mos
Morgan Stanley Dw INC.Broker
April 2002 - May 2002 · 1 mo
Morgan Stanley Dw INC.Broker
March 1986 - March 2002 · 16 yrs
State Registrations1 state
NV
Advisor
Exams
No exam information available for this advisor.