BM
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
22 advisors
Number of Clients
1,751 clients
Average Client Portfolio
$202K average
Assets Under Management
$353.7M
Fee Structure
Minimum Investment:$50K
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $2.5M | 0.80% |
| $2.5M+ | 0.60% |
Clients with agreements dated prior to January 2018 may have a different fee schedule. UAA may waive, in whole or in part, management fees for friends, relatives, or others with whom the Firm or Representative has established personal or family relationships.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
UAA charges an annual fee based on assets under management, billed quarterly in arrears. Fees may be based on household value for billing purposes. Clients with agreements before January 2018 may have a different fee schedule. UAA may waive fees for friends, relatives, or others with established personal or family relationships. Fixed income portfolio management has a separate fee of 0.5%.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
290 S Preston Road, Suite 220, Prosper, TX, 75078
Get directionsRegulatory History (1)
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Financial
June 2025Final
Employment History
Current Registrations
United Advisors America
January 2025 - Present · 1 yr
Previous Registrations
United Advisors America
January 2023 - November 2023 · 10 mos
Nobles & Richards Advisors, LLC
August 2021 - March 2022 · 7 mos
Nobles & Richards, INC.Broker
March 2020 - March 2022 · 2 yrs
Arbor Court Capital, LLCBroker
January 2019 - January 2020 · 1 yr
Innovative Portfolios LLC
January 2019 - February 2020 · 1 yr 1 mo
Sheaff Brock Investment Advisors, LLC
October 2016 - February 2020 · 3 yrs 4 mos
Sheaff Brock Investment Advisors, LLC
February 2014 - September 2016 · 2 yrs 7 mos
Zacks & CompanyBroker
July 2006 - February 2014 · 7 yrs 7 mos
Zacks Investment Management, INC.
June 2006 - March 2014 · 7 yrs 9 mos
J.E. Simmons & Co., P.C.
January 2006 - November 2006 · 10 mos
Charles Schwab & Co., INC. Broker
August 1995 - October 2004 · 9 yrs 2 mos
Fidelity Investments Institutional Services Company, INC.Broker
August 1994 - August 1995 · 1 yr
Fidelity Brokerage Services, INC.Broker
April 1994 - August 1994 · 4 mos
Spear, Leeds & KelloggBroker
February 1993 - August 1993 · 6 mos
Invest Financial CorporationBroker
November 1989 - January 1993 · 3 yrs 2 mos
Kemper Clearing CORP.Broker
April 1989 - October 1989 · 6 mos
Transmarket Group, INC.Broker
September 1988 - April 1989 · 7 mos
First American Capital Resources, INC.Broker
December 1986 - February 1987 · 2 mos
Blinder, Robinson & Co.,inc.Broker
April 1986 - December 1986 · 8 mos
State Registrations10 states
ARKSLAMIMNMOOKPATXWI
Advisor
Exams
No exam information available for this advisor.