AA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
150 clients
Average Client Portfolio
$531K average
Assets Under Management
$79.7M
Fee Structure
This brochure supplement does not contain any fee information. Please refer to Adams Financial Concept, LLC's brochure for fee details.
Areas of Practice
Investment Management
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Advisor Information
Office location
1001 Fourth Avenue, Suite 4330, Seattle, WA, 98154
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2014Final
Other Business Activities
Alexander is a member of the board of directors of Evdense Holding Company since 2017. This requires minimal time each month.
Employment History
Current Registrations
Adams Financial Concepts, LLC
August 2005 - Present · 20 yrs 5 mos
Previous Registrations
Mid Atlantic Capital CorporationBroker
January 2005 - December 2009 · 4 yrs 11 mos
Mid Atlantic Financial Management, INC.
January 2005 - January 2008 · 3 yrs
Wachovia Securities, LLC
January 1999 - January 2005 · 6 yrs
Wachovia Securities, LLC Broker
November 1998 - January 2005 · 6 yrs 2 mos
Dain Rauscher Incorporated Broker
March 1998 - November 1998 · 8 mos
Dain Rauscher IncorporatedBroker
May 1990 - March 1998 · 7 yrs 10 mos
Painewebber Incorporated Broker
April 1986 - May 1990 · 4 yrs 1 mo
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.