DM

Dino Joseph Macaluso

39 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
45 advisors
Number of Clients
4,416 clients
Average Client Portfolio
$205K average
Assets Under Management
$905.4M

Fee Structure

Financial Plan Fee:$500 - $1,000

PKS Advisory Services charges fixed fees for financial planning and consulting, generally ranging from $500 to $1,000. Investment management services are charged an annual fee based on a percentage of assets under management, up to 2.75%. The annual fee varies depending on the market value of assets, the type of services, and the experience of the advisor. Clients also incur additional fees charged by third parties such as broker-dealers and custodians.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & Coaching
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Advisor Information

Office location

80 State Street, Albany, NY, 12207

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Customer Dispute
November 2004
Settled
Other Business ActivitiesSells Insurance

Dino is a registered investment advisor representative at PKSA (PKS Advisory). He is also an insurance agent selling and servicing fixed life insurance and annuity contracts through PKS Financial since 1997.

Employment History
Current Registrations
Pks Advisory Services, LLC
May 2007 - Present · 18 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
March 1997 - Present · 28 yrs 10 mos
Previous Registrations
Prudential Securities IncorporatedBroker
August 1994 - March 1997 · 2 yrs 7 mos
Painewebber Incorporated Broker
June 1988 - July 1994 · 6 yrs 1 mo
Shearson Lehman Hutton INC.Broker
May 1986 - July 1988 · 2 yrs 2 mos
State Registrations35 states
AZCACOCTDEFLGAIAIDILKSKYMAMDMEMINCNHNJNMNVNYOHOKORPASCSDTXUTVAVTWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.