Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.65% |
Fees are different for equities and fixed income. Fixed income: 0.75% for $0-$2M, 0.65% for $2M+. Fees may be negotiable.
Fee Estimator
Investment Supervisory Services fees range from 0.65% to 1.5% annually, based on assets under management. Equities are charged different rates than fixed income. Fees are calculated quarterly and charged in arrears. The standard fee for management of participant plan assets is 1.00%. Consulting services are charged on a fixed fee basis. Fees may be negotiable on a client-by-client basis.
Areas of Practice
Advisor Information
Office location
476 East High St, Suite 100, Lexington, KY, 40507
Get directionsRegulatory History (2)
Customer Dispute
October 1993Customer Dispute
November 1990Other Business Activities
Brian is a VP of Investments at Russell Capital Mgt., a Registered Investment Advisor (RIA) in Lexington, KY, since 1994. This investment-related activity takes nearly all of Brian's time and is fee-based.