KR
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
16 advisors
Number of Clients
78 clients
Average Client Portfolio
$234K average
Assets Under Management
$18.3M
Fee Structure
Minimum Investment:$25K
Financial Plan Fee:$500 - $5,000
Hourly Rate:Up to $500/hr
SALLC offers consulting services with fees up to $500 per hour or fixed fees ranging from $500 to $5,000 per plan. They also offer TPIA programs where fees are determined by the TPIA. For Assets Under Management, the maximum annual fee is 3% and is negotiable. The minimum initial investment in the Assets under Management Programs is $25,000.00.
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningFinancial Planning & Coaching
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Advisor Information
Office location
14804 Resolves Lane, Charlotte, NC, 28277
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2010Criminal
March 2003Final Disposition
Criminal
November 1977Final Disposition
Employment History
Current Registrations
Supreme Alliance LLC
September 2024 - Present · 1 yr 4 mos
Supreme Alliance LLC Broker
September 2024 - Present · 1 yr 4 mos
Supreme Alliance LLC
September 2024 - Present · 1 yr 4 mos
Previous Registrations
San Blas Securities LLCBroker
September 2024 - September 2024 · 0 mos
Stirlingshire Investments
December 2023 - July 2024 · 7 mos
Stirlingshire InvestmentsBroker
December 2023 - July 2024 · 7 mos
Osaic Wealth, INC. Broker
September 2023 - December 2023 · 3 mos
Osaic Wealth, INC.
September 2023 - December 2023 · 3 mos
Sagepoint Financial, INC.
June 2023 - September 2023 · 3 mos
Sagepoint Financial, INC.
April 2009 - December 2009 · 8 mos
Sagepoint Financial, INC.Broker
March 2009 - September 2023 · 14 yrs 6 mos
National Planning CorporationBroker
January 2009 - January 2009 · 0 mos
Sagepoint Financial, INC.Broker
October 2005 - January 2009 · 3 yrs 3 mos
Sagepoint Financial, INC.
October 2005 - January 2009 · 3 yrs 3 mos
Sunamerica Securities, INC.
January 2005 - October 2005 · 9 mos
Stc Group, INC.
April 2001 - December 2002 · 1 yr 8 mos
Sunamerica Securities, INC.Broker
December 2000 - October 2005 · 4 yrs 10 mos
Raymond James & Associates, INC. Broker
September 1999 - November 2000 · 1 yr 2 mos
Roney & CO.Broker
May 1998 - September 1999 · 1 yr 4 mos
Roney & CO. L.L.C.Broker
November 1992 - May 1998 · 5 yrs 6 mos
Dean Witter Reynolds INC.Broker
November 1989 - November 1992 · 3 yrs
Painewebber Incorporated Broker
March 1989 - December 1989 · 9 mos
Prudential-Bache Securities INC.Broker
September 1987 - March 1989 · 1 yr 6 mos
Kidder, Peabody & CO. IncorporatedBroker
July 1986 - April 1987 · 9 mos
Rodecker & Company Investment Brokers, INC.Broker
June 1986 - June 1986 · 0 mos
State Registrations2 states
AZMI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.