JR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
Fee Structure
Financial Planning:Investment management only
Northland Asset Management provides Advisory Research Services for a cash fee. There is no set fee schedule; fees are determined on a negotiated basis and invoiced in arrears. Fees are due upon receipt.
Areas of Practice
Investment Management
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Advisor Information
Office location
150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402
Get directionsRegulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2020Customer Dispute
November 2008Settled
Customer Dispute
June 2003Settled
Customer Dispute
May 2002Denied
Customer Dispute
May 2002Closed-No Action
Customer Dispute
May 2001Closed-No Action
Employment History
Current Registrations
Northland Securities, INC. Broker
February 2020 - Present · 5 yrs 11 mos
Northland Asset Management
February 2020 - Present · 5 yrs 11 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
July 2007 - January 2020 · 12 yrs 6 mos
Stifel, Nicolaus & Company, Incorporated Broker
December 2006 - January 2020 · 13 yrs 1 mo
Miller Johnson Steichen Kinnard, INC.Broker
January 2001 - December 2006 · 5 yrs 11 mos
Miller, Johnson & Kuehn, IncorporatedBroker
August 1986 - January 2001 · 14 yrs 5 mos
State Registrations18 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.