JP

James Francis Peters

35 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
4 clients
Average Client Portfolio
$24.9M average
Assets Under Management
$99.5M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+0.75%

Management fee of up to 0.75% per annum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

RPg charges a management fee of up to 0.75% per year based on the assets managed in the client's account. The fees are based on the market value of the assets at the end of the prior calendar quarter. The firm generally requires a minimum account size of $25,000, but this may be higher or lower at RPg's discretion. Fees do not cover execution-related expenses or commissions. Fees for RPg Tactical Strategies offered by Model Manager and Unified Managed Account platform sponsors are determined by the Platform Sponsor.

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

255 East Brown Street, Suite 101, Birmingham, MI, 48009

Get directions
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1998
Award / Judgment
Customer Dispute
January 1996
Settled
Customer Dispute
May 1993
Settled
Employment Separation After Allegations
May 1993
Other Business Activities

James spends a few hours per week on administrative tasks for Tactical Allocation Group, LLC. This work is performed outside of trading hours.

Employment History
Current Registrations
Risk Paradigm Group, LLC
July 2016 - Present · 9 yrs 6 mos
Rpg Family Wealth Advisory, LLC
July 2016 - Present · 9 yrs 6 mos
Previous Registrations
Tactical Allocation Group, LLC
April 2010 - July 2017 · 7 yrs 3 mos
Leonard & CompanyBroker
March 2004 - October 2006 · 2 yrs 7 mos
UBS Financial Services INC. Broker
January 1995 - April 2004 · 9 yrs 3 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1993 - January 1995 · 1 yr 8 mos
Lehman Brothers INC.Broker
February 1988 - May 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
August 1986 - February 1988 · 1 yr 6 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.