AH
CFP

Alfred David Holland

26 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
52 advisors
Number of Clients
9,453 clients
Average Client Portfolio
$367K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

VestGen Advisors charges investment management fees as a percentage of assets under management, up to a maximum of 2% annually. Fees are generally billed quarterly, in advance, based on the custodian's reported value on the last business day of the quarter. In some cases, fees may be billed quarterly in arrears, based on the previous quarter's average daily balance. The firm may charge a lesser fee at its discretion based on various criteria. There is no minimum account size.

Areas of Practice
Investment Management
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Advisor Information

Office location

20 S. Clark Street, Suite 2130, Chicago, IL, 60603

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Regulatory History (2)
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Regulatory
June 2012
Final
Customer Dispute
September 2008
Denied
Employment History
Current Registrations
Vestgen Advisors, LLC
May 2025 - Present · 8 mos
Previous Registrations
Optimum Investment Advisors, LLC
June 2014 - September 2025 · 11 yrs 3 mos
Wells Fargo Advisors Financial Network, LLC Broker
October 2009 - June 2012 · 2 yrs 8 mos
Wells Fargo Advisors Financial Network, LLC
October 2009 - June 2012 · 2 yrs 8 mos
UBS Financial Services INC.
April 2001 - October 2009 · 8 yrs 6 mos
UBS Financial Services INC. Broker
April 2001 - October 2009 · 8 yrs 6 mos
UBS Warburg LLCBroker
July 2000 - May 2001 · 10 mos
Northern Trust Brokerage, INC. Broker
October 1986 - June 1989 · 2 yrs 8 mos
State Registrations2 states
ILTX
Advisor
Exams
No exam information available for this advisor.