Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio management fees are based on a percentage of assets under management, with rates decreasing as the portfolio size increases (see table above). The firm generally requires a minimum initial investment of $200,000, but this may be waived or reduced. Financial planning services are offered at an hourly rate of $150. Planning fees may be reduced or waived if the firm manages your portfolio account.
Areas of Practice
Advisor Information
Office location
6565 Americas Parkway NE, Suite 200, Albuquerque, NM, 87110
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marilyn is a managing member/agent at Laux Evans and Associates, LLC, DBA-Harvest Moon Wealth Advisors, an entity used to pay business expenses, and sells fixed index and life insurance through The Quantum Group, dedicating minimal time. She is also a notary public and an IAR of Sowell Management Company, which is a full-time position.