Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 2.25% |
| $100K - $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Linear schedules may exist with certain legacy clients, but are no longer available to new clients.
Fee Estimator
Portfolio management fees are based on a tiered schedule (see table). Clients may elect to pay a flat asset-based fee of up to 2.25% annually. Financial planning fees are up to $10,000 for a comprehensive plan, up to $5,000 for modular plans, and $500 per hour. Financial consulting fees are up to $10,000 per quarter on a fixed schedule or $500 per hour. Retirement plan consulting fees are negotiated on a case-by-case basis.
Areas of Practice
Advisor Information
Office location
1266 E Main St., Suite 700R, Stamford, CT, 06902
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is an insurance agent selling various fixed insurance products, including life, accident, health, disability, and long-term care, dedicating a few hours per week. He is also an advisory representative for Vantage Financial Group, Inc., focusing on asset management, which takes about a quarter of his time. Additionally, Kevin is president of the Villa Del Lago condo association, spending minimal time, and owns a rental property.