Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
31 advisors
Number of Clients
1,501 clients
Average Client Portfolio
$304K average
Assets Under Management
$456.4M

Fee Structure

Minimum Investment:None
Financial Plan Fee:$500 - $3,000
Hourly Rate:$150 - $350/hr

Oak Ridge charges advisory fees that vary from 0.25% to 2.25% on managed assets, not to exceed a cumulative fee of 2.50%. Fees can be charged monthly or quarterly in advance or in arrears. Financial planning is offered on both a fixed fee and an hourly fee basis. Fixed fees range from $500 to $3,000. Hourly fees range from $150 to $350.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

701 East Lake Street, Wayzata, MN, 55391

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Settled
Employment Separation After Allegations
April 2008
Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC. Broker
August 2025 - Present · 5 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated Broker
April 2008 - August 2025 · 17 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
April 2008 - August 2025 · 17 yrs 4 mos
RBC Capital Markets Corporation
February 2008 - April 2008 · 2 mos
RBC Capital Markets Corporation Broker
October 2002 - April 2008 · 5 yrs 6 mos
Salomon Smith Barney INC. Broker
September 1997 - October 2002 · 5 yrs 1 mo
Piper Jaffray INC. Broker
May 1989 - October 1997 · 8 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
July 1987 - May 1989 · 1 yr 10 mos
State Registrations2 states
MNNC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.