Carol Scicchitano
Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.50% |
| $2.0M - $5.0M | 1.25% |
| $5.0M - $15.0M | 0.75% |
| $15M+ | 0.75% |
Fees negotiable for amounts over $15 million.
Fee Estimator
The annual investment management fee is based on a percentage of assets managed. For equities/fixed income accounts, the fee is 1.5% on the first $2 million, 1.25% on the next $3 million, 0.75% on the next $10 million, and negotiable for amounts over $15 million. For fixed income only accounts, the fee is 0.5% on the first $5 million and negotiable for amounts over $5 million. Fees are payable quarterly in advance. A minimum dollar amount of $1,000,000 is required to open and maintain an advisory account, but this may be waived under certain circumstances.
Areas of Practice
Advisor Information
Office location
2 Bala Plaza, Suite 604, Bala Cynwyd, PA, 19004
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carol is a Senior Vice President and CCO at Philadelphia Partners Capital Management, LLC, a registered investment advisor, since 2018. She dedicates about a quarter of her time to providing investment advice, account monitoring, and compliance oversight.