BB

Bernard James Braudis

16 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
65 advisors
Number of Clients
4,499 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$8.4B

Fee Structure

Minimum Investment:$750K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.15%
$2.0M - $5.0M0.90%
$5.0M - $10.0M0.60%
$10M+0.60%

Fees negotiable for accounts over $10,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:$500 - $50,000

Investment management fees are calculated quarterly based on the market value of assets. The annual fee schedule ranges from 1.25% on the first $750,000 to $1,000,000, down to 0.60% for assets between $5,000,000 and $10,000,000. Fees for assets over $10,000,000 are negotiable. Financial planning and consulting fees range from $500 to $50,000 on a fixed fee basis and $2,500 to $6,000 per month. Soltis may offer self-directed accounts with an administrative fee equal to the greater of $300 per annum or .25% per annum. Pension/401(k) consulting services fees generally start at $10,000.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingHigh Net Worth
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Advisor Information

Office location

20 North Main, Suite 400, St. George, UT, 84770

Get directions
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2016
Final
Financial
March 2016
Final
Financial
February 2016
Final
Other Business Activities

Bernard periodically consults Fintech companies on user experience, data integrations, and potential enhancements. This activity is not investment-related.

Employment History
Current Registrations
Soltis Investment Advisors, LLC
February 2022 - Present · 3 yrs 11 mos
Previous Registrations
Green Square Capital Advisors
December 2018 - December 2019 · 1 yr
Herbert J. Sims & CO. INC.Broker
May 2017 - February 2018 · 9 mos
Herbert J. Sims Capital Management, INC.
April 2017 - February 2018 · 10 mos
Greenwich Investment Management, INC.
April 2014 - April 2017 · 3 yrs
Capital Market Consultants, INC.
June 2013 - December 2013 · 6 mos
Foss Mountain Capital, LLC
August 2012 - April 2014 · 1 yr 8 mos
Columbia Management Advisors, INC.
September 2003 - September 2004 · 1 yr
Banc of America Securities LLC
February 2002 - July 2002 · 5 mos
Banc of America Securities LLCBroker
September 2000 - July 2002 · 1 yr 10 mos
Prudential-Bache Securities INC.Broker
January 1990 - September 1990 · 8 mos
Shearson Lehman Hutton INC.Broker
February 1988 - January 1990 · 1 yr 11 mos
E. F. Hutton & Company INCBroker
October 1987 - February 1988 · 4 mos
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.