Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
531 advisors
Number of Clients
26,942 clients
Average Client Portfolio
$395K average
Assets Under Management
$10.6B

Fee Structure

This firm offers financial planning and portfolio management services. The fees for these services are not listed in this section of the brochure. Contact the firm directly for more information.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax PlanningInsurance Planning
Loading...

Advisor Information

Office location

5890 Silver Creek Valley Road, San Jose, CA, 95138

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2001
Settled
Other Business Activities

Brian serves as a trustee for the Ben Y and Marge T Horiuchi Family Trust, reviewing trust assets. This investment-related activity requires minimal time.

Employment History
Current Registrations
Pfg Advisors
March 2025 - Present · 10 mos
Previous Registrations
Osaic Wealth, INC. Broker
March 2025 - November 2025 · 8 mos
Cuso Financial Services, L.P.
December 2002 - March 2025 · 22 yrs 3 mos
Cuso Financial Services, L.P. Broker
November 2001 - March 2025 · 23 yrs 4 mos
CueBroker
July 1998 - November 2001 · 3 yrs 4 mos
Financial Horizons Securities CorporationBroker
December 1994 - October 1995 · 10 mos
Citicorp Investment ServicesBroker
February 1994 - July 1998 · 4 yrs 5 mos
Guardian Investor Services CorporationBroker
August 1992 - April 1995 · 2 yrs 8 mos
Equico Securities, INC. Broker
October 1991 - March 1992 · 5 mos
The Equitable Life Assurance Society of the United StatesBroker
October 1991 - March 1992 · 5 mos
Mimlic Sales CorporationBroker
March 1991 - October 1991 · 7 mos
Lincoln Financial Advisors CorporationBroker
November 1987 - November 1991 · 4 yrs
The Lincoln National Life Insurance CompanyBroker
November 1987 - November 1991 · 4 yrs
Lincoln National Pension Insurance CompanyBroker
November 1987 - January 1989 · 1 yr 2 mos
State Registrations12 states
AZCACOIAMDMINCNYORUTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian Yukio Horiuchi - Financial Advisor | AdvisorDiscover